Fault Diagnosis of Wind Turbine Drivetrains Using XGBoost-Assisted Discriminative Frequency Band Identification and a CNN–Transformer Network

Chiheng Huang, Wenxian Yang, Oussama Graja, Fang Duan, Zeqi Wei, Liuyang Zhang

Research output: Contribution to journalArticlepeer-review

Abstract

Traditional wind turbine drivetrain health assessment generally depends on feature extraction guided by expert experience and prior knowledge. However, the effectiveness of this approach is often limited when such knowledge is insufficient or when fault features are obscured by high levels of ambient noise. In response to these issues, this study proposes a new data-driven framework that combines intelligent frequency band identification with a deep learning architecture. In the proposed approach, vibration signals from the bearings are transformed into their spectral representation, and the frequency spectrum is divided into multiple frequency bands. The relative importance of each band is evaluated and ranked using XGBoost, enabling the selection of the most informative features and significant dimensionality reduction. A hybrid CNN–Transformer model is then employed to combine local feature extraction with global attention mechanisms for accurate fault classification. Experimental evaluations using two open-source datasets indicate that the proposed framework achieves high classification accuracy and rapid convergence, offering a robust and computationally efficient solution for wind turbine drivetrain fault diagnosis.
Original languageEnglish
Article number12726
JournalApplied Sciences
Volume15
Issue number23
DOIs
Publication statusPublished - 1 Dec 2025

Data Availability Statement

The Case Western Reserve University (CWRU) bearing dataset is publicly available online at https://engineering.case.edu/bearingdatacenter [40] (accessed on 15 July 2025). The Beijing Jiaotong University (BJTU) planetary gearbox dataset is also publicly available online: https://github.com/Liudd-BJUT/WT-planetary-gearbox-dataset [41] (accessed on 15 July 2025). No new data were created in this study.

Funding

This research received no external funding.

Keywords

  • XGBoost
  • deep learning
  • drive train
  • fault diagnosis
  • wind turbine

ASJC Scopus subject areas

  • General Materials Science
  • Instrumentation
  • General Engineering
  • Process Chemistry and Technology
  • Computer Science Applications
  • Fluid Flow and Transfer Processes

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