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Covariate adjustment in basket trials borrowing information across subgroups

Jiyang Ren, David S. Robertson, Haiyan Zheng

Research output: Contribution to journalArticlepeer-review

Abstract

Basket trials are an efficient approach to simultaneously evaluate a single therapy across multiple diseases where patients share a common molecular target. Bayesian hierarchical models (BHMs) are widely used to estimate the treatment effects while accounting for heterogeneity between patient subgroups within a basket trial. However, the use of analysis of covariance (ANCOVA) with treatment-by-covariate interaction terms, in this context of patient heterogeneity and small samples, has been largely unexplored, despite the widespread use of ANCOVA for improving estimation precision in traditional settings from a frequentist perspective. In this paper, we propose two covariate-adjusted BHMs that incorporate ANCOVA into the data model to enhance the estimation precision in basket trials, wherein borrowing of information is permitted across subgroups to a certain extent. Specifically, both ANCOVA without treatment-by-covariate interaction terms and ANCOVA with interaction terms are explored in the analysis of basket trials. We perform a simulation study to demonstrate the advantages of covariate-adjusted BHMs compared to unadjusted BHMs, as well as frequentist ANCOVA models. The BHMs are then retrospectively applied to the analysis of the MAJIC study, a randomized controlled basket trial involving two subtypes of blood cancer.

Original languageEnglish
Article numbere70492
Number of pages26
JournalStatistics in Medicine
Volume45
Issue number6-7
Early online date19 Mar 2026
DOIs
Publication statusPublished - 19 Mar 2026

Data Availability Statement

The data that support the findings of this study are openly available incovariate-adjustment-in-basket-trials at https://github.com/jiyangren/covariate-adjustment-in-basket-trials

Funding

This work was supported by the Tsinghua Scholarship for Overseas Graduate Studies (Grant No. 2023026), the UK Medical Research Council (Grant Nos. MC_UU_00002/14 and MC_UU_00040/03), and Cancer Research UK (Grant No. RCCCDF-May24/100001). Jiyang Ren was supported by the Tsinghua Scholarship for Overseas Graduate Studies during this research project and is now employed by AstraZeneca. David S. Robertson received funding from the UK Medical Research Council (MC_UU_00002/14 and MC_UU_00040/03). Haiyan Zheng's contribution to this manuscript was supported by Cancer Research UK (RCCCDF-May24/100001). For the purpose of open access, the author has applied a Creative Commons Attribution (CC BY) license to any author accepted manuscript version arising.

FundersFunder number
AstraZeneca
Medical Research CouncilMC_UU_00002/14, MC_UU_00040/03
Cancer Research UKRCCCDF-May24/100001

UN SDGs

This output contributes to the following UN Sustainable Development Goals (SDGs)

  1. SDG 3 - Good Health and Well-being
    SDG 3 Good Health and Well-being

Keywords

  • ANCOV
  • balancing covariate
  • Bayesian hierarchical mode
  • borrowing strength
  • master protocols
  • ANCOVA
  • Bayesian hierarchical model
  • balancing covariates

ASJC Scopus subject areas

  • Epidemiology
  • Statistics and Probability

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